一种智能法律合约驱动的联邦学习数据授权和执行方法

Data authorization and execution method for federated learning driven by smart legal contracts

  • 摘要: 在数字经济时代,数据已成为社会创新的核心生产要素. 联邦学习具有“数据不动、模型动”的特点,推动了数据使用方式从“数据集中共享”向“模型协同计算”数据要素流通方式的转型,然而,现有将区块链与智能合约应用于联邦学习的工作多侧重于数据溯源和激励机制,在法律责任界定上仍缺乏有效的“法链结合”数据确权、合约执行监督、和权益分配机制. 针对这一问题,本文提出了一种智能法律合约驱动的联邦学习数据授权和执行方法,构建了基于智能法律合约SPESC语言的联邦学习监督架构,通过合约条款对联邦学习任务的执行进行发布、分配与监控. 该架构中的授权与执行管理平台通过数据授权模块对数据授权合约模板实现“要约–承诺–执行–仲裁”的数据要素全链条管理,其优势在于:结合去中心化标识和区块链技术对合约当事人进行身份认证,并采用可自动执行的合约条款进行数据授权,同时设计了违约和仲裁条款对数据确权和权益分配进行监督,确保不同主体间数据使用权与经营权的合规性,其中的联邦计算模块通过合约模板对联邦系统中的计算任务进行配置,并实现对执行权责的监督. 实验结果表明,在相同的训练轮数下本文方法较传统方法模型准确率提升了约5%,并在30轮内达到98%的收敛准确率. 实验验证了数据授权合约中数据授权条款的自动执行与链上追溯,确保了联邦学习中的身份合规性与授权透明性,并设计了针对参与节点间的联邦计算合约模板,通过该模板对节点选择算法进行性能分析,结果表明算法的模型训练较稳定,收敛速度较快,研究为推动数据要素市场数字化转型提供了一种新的思路.

     

    Abstract: In the era of the digital economy, data has become a foundational production factor that drives social and technological innovation. Federated learning (FL) enables collaborative model training while keeping data localized (characterized by “moving models instead of data”). This shifts data circulation from a regime of “centralized data sharing” to one of “collaborative model computation.” However, existing FL architectures lack effective mechanisms for data rights confirmation, benefit allocation, and delineation of legal responsibilities associated with data authorization and FL execution. These deficiencies reveal an urgent need to integrate legal enforceability with technological transparency—a “law-chain integration” approach. To address this issue, we propose a smart legal contract-driven approach for data authorization and execution in FL. An FL governance framework is designed based on a specification language for smart contracts (SPESC), which facilitates the publication, assignment, and monitoring of FL tasks through contractual clauses. The SPESC language is crucial as it provides a formal bridge to map complex legal stipulations concerning usage rights, liability, and dispute resolution into verifiable, executable smart contract code on the blockchain. This framework introduces a “whole-chain” management concept for data elements, covering their life cycle from initial authorization through final model deployment. Within this framework, an authorization and execution management platform is designed to employ its data authorization module for implementing a cyclical “offer–acceptance–execution–arbitration” process via standardized contract templates. This automation transforms the traditionally ambiguous legal process into an auditable and predictable technical workflow. By integrating decentralized identifiers and blockchain technology, the platform ensures identity authentication of contracting parties and enforces data authorization through self-executing contract clauses. These clauses are encoded to specify the precise scope of data usage, the duration of authorization, and the terms for access and revocation. Breach and arbitration clauses are also incorporated to supervise data ownership confirmation and rights allocation, ensuring compliance in data usage and operational rights among local training and central model aggregation nodes. Furthermore, the federated computation module utilizes contract templates to configure computing tasks within the federated system and oversee the responsibilities and accountability of participants during execution. The contracts establish clear quality standards and ensure that the model updates adhere to predefined protocols, making the entire training process verifiable and accountable. Experimental evaluations demonstrate the feasibility of automated execution and on-chain traceability of data authorization clauses, ensuring identity compliance and transparency in FL. In addition, we propose a federated computing contract template that enables the evaluation of node-selection algorithms. Experimental results demonstrate that the model training process within this framework remains stable and achieves rapid convergence. Quantitatively, the proposed FedMSNS algorithm achieves an accuracy improvement of approximately 5% over traditional methods and reaches 98% convergence accuracy within just 30 rounds. These findings highlight the potential of the proposed framework to support the digital transformation of the data-factor market by establishing a credible, compliant, and technically robust foundation for data-factor circulation. Our work provides a foundational legal and technical solution for developing decentralized data collaboration ecosystems.

     

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